SOX Engine
Exceptions
Sarah Chen
Auditor
12 open
5 critical
3 in progress
2 remediated
Severity:
All
Critical
High
Medium
Low
Status:
All
Open
In Progress
Remediated
critical
ITGC-AM-001
Genuine Failure
employee_id: EMP-1847 · employee_name: Michael Torres · termination_date: 2026-01-28
SD
IT Security Team
Open
critical
ITGC-AM-001
Genuine Failure
employee_id: EMP-2103 · employee_name: Jennifer Walsh · termination_date: 2026-02-03
SD
IT Security Team
In Progress
high
ITGC-AM-001
Genuine Failure
employee_id: EMP-1923 · employee_name: David Kim · termination_date: 2026-02-01
SD
Open
medium
ITGC-AM-001
Service Account
employee_id: SVC-BATCH-01 · employee_name: Batch Processing Service · termination_date: 2026-01-15
CD
Application Support
Open
medium
ITGC-AM-001
Data Quality
employee_id: EMP-2201 · employee_name: Patricia Nguyen · termination_date: 2026-02-10
CD
HR Systems
Open
critical
ITGC-AM-003
Genuine Failure
user_id: USR-3401 · user_name: Robert Chang · system_name: SAP ERP
MW
Access Governance
Open
critical
ITGC-AM-003
Genuine Failure
user_id: USR-2876 · user_name: Lisa Martinez · system_name: SAP ERP
MW
Access Governance
Open
medium
ITGC-AM-003
Compensating Control
user_id: USR-4102 · user_name: Amanda Foster · system_name: Oracle EBS
CD
Internal Audit
Open
critical
ITGC-CM-001
Genuine Failure
ticket_id: CHG-4521 · system_name: SAP ERP · change_description: Update AP payment processing config
SD
Change Management Board
In Progress
high
ITGC-CM-001
Genuine Failure
ticket_id: CHG-4587 · system_name: Oracle EBS · change_description: Fix GL posting error
CD
Open
critical
ITGC-AM-003
Genuine Failure
user_id: USR-1998 · user_name: Kevin O'Brien · system_name: SAP ERP + Oracle EBS
MW
Access Governance
Open
high
ITGC-OPS-001
Genuine Failure
system_name: SAP HR Module · backup_date: 2026-01-28 · status: No backup attempted
CD
Infrastructure Team
Remediated
high
ITGC-AM-002
Genuine Failure
system_name: Oracle EBS · reviewer_name: Pending · review_date: Overdue
CD
Oracle System Owner
In Progress
high
ITGC-CM-003
Genuine Failure
ticket_id: CHG-4602 · change_type: emergency · system_name: SAP ERP
CD
Change Management Board
Open
critical
ITGC-AM-003
Genuine Failure
user_id: USR-3567 · user_name: Sarah Mitchell · system_name: SAP ERP
MW
Access Governance
Open
medium
ITGC-AM-003
Compensating Control
user_id: USR-2001 · user_name: Thomas Wright · system_name: Oracle EBS
CD
Internal Audit
Open
medium
ITGC-OPS-001
Genuine Failure
system_name: Oracle EBS · backup_date: 2026-02-03 · status: Failed
CD
Infrastructure Team
Remediated
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